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Securities Regulation: Selected Statutes, Rules, and Forms 2019 Edition - Legal Reference Book for Finance Professionals & Law Students | Perfect for Corporate Compliance, Investment Research, and Legal Studies
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Securities Regulation: Selected Statutes, Rules, and Forms 2019 Edition - Legal Reference Book for Finance Professionals & Law Students | Perfect for Corporate Compliance, Investment Research, and Legal Studies Securities Regulation: Selected Statutes, Rules, and Forms 2019 Edition - Legal Reference Book for Finance Professionals & Law Students | Perfect for Corporate Compliance, Investment Research, and Legal Studies
Securities Regulation: Selected Statutes, Rules, and Forms 2019 Edition - Legal Reference Book for Finance Professionals & Law Students | Perfect for Corporate Compliance, Investment Research, and Legal Studies
Securities Regulation: Selected Statutes, Rules, and Forms 2019 Edition - Legal Reference Book for Finance Professionals & Law Students | Perfect for Corporate Compliance, Investment Research, and Legal Studies
Securities Regulation: Selected Statutes, Rules, and Forms 2019 Edition - Legal Reference Book for Finance Professionals & Law Students | Perfect for Corporate Compliance, Investment Research, and Legal Studies
$9.47
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Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).New to the 2019 Edition:New Rule 15l-1 Regulation Best Interest has been addedThoroughly updated to reflect numerous changes made by the SEC tomodernize and simplify disclosure requirements for public companies, investment advisers, and investment companiesfacilitate the disclosure of information to investorssimplify compliance without significantly altering the total mix of information provided to investors.
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